Investor Protection
How can I report a violation of SEBI regulations?
Reporting a violation of SEBI (Securities and Exchange Board of India) regulations through formal, recognised grievance and complaint mechanisms, depending on who committed the violation (broker, intermediary, listed company, mutual fund, etc.) and ...
What measures does SEBI take against fraudulent activities?
SEBI takes strict regulatory, enforcement, and punitive measures to prevent, detect, and penalise fraudulent activities in the securities market, in order to protect investors and maintain market integrity. Key Measures Taken by SEBI Against ...
How can I lodge a complaint against a broker or listed company?
You can lodge a complaint against a broker or a listed company through SEBI-prescribed grievance redressal mechanisms, following the steps below. 1. Approach the Intermediary / Company First As per SEBI guidelines, you should first raise your ...
What is the SEBI Complaints Redress System (SCORES), and how do I use it?
The SEBI Complaints Redress System (SCORES) is an online, web-based grievance redressal platform established by the Securities and Exchange Board of India (SEBI) to enable investors to lodge and track complaints against SEBI-registered intermediaries ...
What is the timeline for resolving investor complaints?
The Company/Broker endeavours to resolve investor complaints in a timely and transparent manner in accordance with SEBI regulations. Complaints received directly or through SCORES (SEBI Complaints Redress System) are required to be addressed and ...
What is SEBI's Online Dispute Resolution (ODR) platform? How does it work?
The SEBI Online Dispute Resolution (ODR) platform is a digital mechanism introduced by SEBI to allow investors to resolve monetary disputes with registered market intermediaries in a fast, transparent, and cost-effective manner, without the need for ...
What is the role of IGRCs in resolving investor disputes?
The Investor Grievance Redressal Committee (IGRC) is constituted to ensure prompt, fair, and transparent resolution of investor complaints within the Company. The IGRC acts as an internal oversight and escalation mechanism for grievances received ...
When should I consider arbitration for my investment-related disputes?
Investors may consider arbitration in the following cases: The dispute involves a monetary claim, such as unauthorized trades, settlement differences, or contractual issues with a broker or intermediary. The grievance has been raised with the ...
What should I do if I suspect fraudulent activity in my trading account?
If you suspect any unauthorized or fraudulent activity in your trading or demat account, you should take the following steps immediately: 1. Contact Your Broker / Depository Participant (DP) - Notify your broker or DP immediately through official ...
How is my personal and financial information protected?
The Company/Broker is committed to safeguarding the confidentiality, integrity, and security of investors’ personal and financial information in compliance with SEBI regulations and applicable laws. Key Measures for Protection: 1. Data Privacy and ...
Popular Articles
What is an online trading platform?
An online trading platform is a software application that allows investors and traders to buy and sell financial instruments such as stocks, bonds, commodities, currencies, derivatives (like Futures and Options), and other assets through the ...
What is a stockbroker, and why do I need one?
A stockbroker is a SEBI-registered individual or company that acts as a middleman between you and the stock market. In India, you can’t directly buy or sell shares on the stock exchanges like NSE (National Stock Exchange) or BSE (Bombay Stock ...
What is a speculative stock?
A speculative stock is a high-risk stock that offers the potential for high returns. Speculative stocks are often associated with companies that are new, have uncertain prospects, or are undergoing major changes. Speculative stocks appeal to ...
What is technical analysis in stock trading?
Technical Analysis is a method used by traders and investors to evaluate financial instruments like stocks, commodities, and currencies by analyzing historical market data—primarily price and volume. Unlike fundamental analysis, which examines a ...
What are the different types of mutual funds?
The Securities and Exchange Board of India (SEBI) has classified mutual funds into five main categories based on their investment instruments: Equity Schemes: These funds primarily invest in equity and equity-related instruments. SEBI has defined ...